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AL

Andrew J. Layden

FIRST PUBLIC
Austin, TX 78759
Some features on this profile are disabled
CRD#: 7590727
AL

Professional summary

Andrew James Layden is a registered financial professional currently at FIRST PUBLIC, LLC located in Austin, Texas.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2022. Andrew has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew James Layden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2022 - Present

FIRST PUBLIC, LLC

Office #1: 12007 Research Blvd, Austin, TX 78759Office #2: 12007 Research Blvd, Austin, TX 78759
BD
CRD#: 128180
Austin, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(11/7/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 11/4/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 9/20/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/8/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FP
FIRST PUBLIC, LLC
FIRST PUBLIC, LLC | TASB FINANCIAL SERVICES, LLC

CRD#: 128180 / SEC#: , 8-66105

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
12007 Research Blvd, Austin, TX 78759
Mailing Address
12007 Research Blvd, Austin, TX 78759
Phone number
(512) 467-3655
Established
Texas since 05/14/2003
Firm type
Limited Liability Company
Fiscal year end
August
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TEXAS ASSOCIATION OF SCHOOL BOARDS, INC.SOLE MEMBER
CAMPBELL, ROBERT NMNFINOP, POO, & PFO1349154
DAVIS, TAMMY SHARONNECHIEF COMPLIANCE OFFICER2300858
MASTRODICASA, WILLIAM GERALDMANAGING DIRECTOR, REGISTERED PRINCIPAL, MUNICIPAL PRINCIPAL, COO2311849

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST PUBLIC, LLC

CRD#: 128180Austin, TX 78759

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