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JG

Joseph R. Gandolfo

FACTORY CAPITAL
Atlanta, GA
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CRD#: 7590426
JG
Joseph Robert GandolfoFACTORY CAPITAL

Professional summary

Joseph Robert Gandolfo, who also goes by Joseph Gandolfo, is a registered financial advisor currently at FACTORY CAPITAL located in Atlanta, Georgia.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Joseph has worked at 2 firms and has passed the Series 63, Series 87, Series 86, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Joseph Gandolfo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Robert Gandolfo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 13, 2026 - Present

FACTORY CAPITAL

RIA
CRD#: 341250
Atlanta, GA
Past

August 22, 2022 - September 16, 2024

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(7/13/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/26/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 87
Date: 9/19/2022
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 9/12/2022
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7TO
Date: 8/22/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/20/2021
Securities Industry Essentials Examination

Current Firm

FC
FACTORY CAPITAL
FACTORY CAPITAL

CRD#: 341250 / SEC#: 801-135866

RIA
Registered Investment Advisory firm - (4/6/2026 120-Day Approval)
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Contact information

Main Address
5350 Wilshire Blvd #36043, Los Angeles, CA 90036
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FACTORY CAPITAL ADV PART 2 (3/16/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FACTORY CAPITAL

CRD#: 341250Atlanta, GA

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