Samuel R. Cordell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel R Cordell, who also goes by Samuel Cordell, Samuel Rash Cordell, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2022. Samuel had worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2024 - February 27, 2025
ENVOY SECURITIES
August 1, 2023 - September 5, 2023
CITIZENS JMP SECURITIES, LLC
July 8, 2022 - August 1, 2023
CITIZENS CAPITAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 7/8/2022
Investment Banking Registered Representative ExaminationCurrent Firm
ENVOY SECURITIES
CRD#: 327493 / SEC#: , 8-71118
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
