Federico Gutierrez
Professional Summary
Federico Gutierrez is a registered financial advisor currently at LATIN SECURITIES INC. located in Miami, Florida. Federico is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Federico has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
KOVACK INTERNATIONAL SECURITIES INC | LATIN SECURITIES, INC. | LATIN SECURITIES INC. | LATIN SECURITIES INC | KOVACK INTERNATIONAL WEALTH MANAGEMENT, INC.
Contact Information
Main Address
100 Se 2nd Street, Suite #3975, Miami, FL 33131Mailing Address
100 Se 2nd Street, Suite #3975, Miami, FL 33131Phone Number
(786) 579-0234Established
Florida since 01/02/2012Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
6FINRA licenses (14 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
37AUM (Assets Under Management)
$48,918,929Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/30/2025)
(11/26/2025)
(11/26/2025)
(7/8/2022)
(7/7/2023)
(4/9/2025)
(9/13/2024)
(8/20/2024)
(10/10/2024)
(2/25/2025)
(2/25/2025)
(2/25/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Federico Gutierrez's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Federico Gutierrez's CRS (Customer Relationship Summary).
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