Jordan C. Ruffino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan Charles Ruffino, who also goes by Jordan Ruffino, was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 2022. Jordan had worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2022 - November 23, 2022
H2C SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 9/19/2022
Investment Banking Registered Representative ExaminationCurrent Firm
H2C SECURITIES INC.
CRD#: 7169 / SEC#: , 8-19993
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DONOVAN, KIMBERLY | CHIEF COMPLIANCE OFFICER | 4586476 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
