Patrick A. Sullivan
Professional summary
Patrick A Sullivan, who also goes by Patrick A Sullivan, Patrick Andrew Sullivan, is a registered financial advisor currently at HARBOR CAPITAL ADVISORS, INC. located in Chicago, Illinois and HARBOR FUNDS DISTRIBUTORS, INC. located in Chicago, Illinois.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Patrick has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick A Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2025 - Present
HARBOR CAPITAL ADVISORS, INC.
January 21, 2025 - Present
HARBOR FUNDS DISTRIBUTORS, INC.
Office #1: 111 South Wacker Drive 34th Floor, Chicago, IL 60606February 17, 2023 - January 12, 2025
J.P. MORGAN SECURITIES LLC
February 17, 2023 - January 12, 2025
J.P. MORGAN SECURITIES LLC
October 21, 2022 - December 5, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 12, 2022 - December 5, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
HARBOR CAPITAL ADVISORS, INC.
CRD#: 113042 / SEC#: 801-60367
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/12/2022
General Securities Representative ExaminationFINRA
Current Firm
HARBOR CAPITAL ADVISORS, INC.
CRD#: 113042 / SEC#: 801-60367
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 64,793,443,492 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
