Reed A. Smith

EMISSARY WEALTH

HACKENSACK, NJ 07601

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CRD#: 7587793

Professional summary

Reed A Smith, who also goes by Reed Smith, is a registered financial advisor currently at EMISSARY WEALTH located in Hackensack, New Jersey.

Reed is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Reed has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Reed Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Marshalls ~ Union, NJ ~ Store Associate ~ Non-Investment Related ~ 100 hours per month/0 hours during security trading ~ 07/2023

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reed A Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2026 - Present

EMISSARY WEALTH

Office #1: 2 University Plaza Drive, Suite 511, Hackensack, NJ 07601

RIA

CRD#: 308002

HACKENSACK, NJ

Past

November 14, 2024 - June 17, 2026

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

HOLMDEL, NJ

Past

November 14, 2024 - June 17, 2026

LPL ENTERPRISE, LLC

CRD#: 8733

HOLMDEL, NJ

Past

March 6, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

EAST BRUNSWICK, NJ

Past

November 29, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

EAST BRUNSWICK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMISSARY WEALTH

EMISSARY WEALTH | EMISSARY WEALTH LLC

CRD#: 308002 / SEC#: 801-122285

RIA

Registered Investment Advisory firm - (9/10/2021 Approved)

Connecticut

Registered Investment Advisory firm - (9/23/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (9/21/2021 Terminated)

New York

Registered Investment Advisory firm - (9/21/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/21/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/29/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/21/2023

Securities Industry Essentials Examination

Current Firm

EMISSARY WEALTH

EMISSARY WEALTH | EMISSARY WEALTH LLC

CRD#: 308002 / SEC#: 801-122285

RIA

Registered Investment Advisory firm - (9/10/2021 Approved)

Connecticut

Registered Investment Advisory firm - (9/23/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (9/21/2021 Terminated)

New York

Registered Investment Advisory firm - (9/21/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/21/2021 Terminated)

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Contact information

Main Address

2 University Plaza Drive, Suite 511, Hackensack, NJ 07601

Mailing Address

Phone number

(201) 853-9103

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMISSARY WEALTH ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	849
AUM (Assets Under Management)	$ 156,107,176

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Reed A. Smith

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reed A Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

EMISSARY WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2024

Series 7TO

Date: 11/29/2023

SIE

Date: 8/21/2023

Current Firm

EMISSARY WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMISSARY WEALTH

TRUST BUT VERIFY

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