JG
Jennifer L. Gardner
THRIVENT INVESTMENT MANAGEMENT
New London, WI 54961
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CRD#: 7587667
JG
Professional summary
Jennifer Lynn Gardner, who also goes by Jennifer Lynn Olk, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in New London, Wisconsin.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Jennifer has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Lynn Olk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AMERICAN LEGION POSITION: Commander for Post 512 of Shiocton NATURE: It is the nation's largest veterans service organization aimed at advocating patriotism across the country through their many programs. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 08/03/2022 ADDRESS: 2930 American Legion Drive, Portage WI 53901, United States DESCRIPTION: As Commander I run the meetings, attend functions and represent our Post on the local, county, and state level. I work closely with my adjutant to make sure proper proceedures are followed regarding the Post's funds. Also as Commander, I participate in the military funerals as part of the firing squad, which may require an hour or two of my time during the business day if I have no prior appointments scheduled.Note: We are a small Post, with no building to call our own that is why I put in the Department of Wi information for business address and location. BOY SCOUT TROOP 59 POSITION: Troop 59 Treasurer NATURE: "The mission of the Boy Scouts is to prepare young people to make ethical and moral choices over their lifetimes by instilling in them the values of the Scout Oath and Law" INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2015 ADDRESS: 840 E North Water Street, New London WI 54961, United States DESCRIPTION: I maintain all the individual scout accounts. I maintain the master Troop account. I take care of the the deposits. I write the checks. I do the bank reconciliations. I create the monthly finance report for the Troop. I am the person all the reimbursement vouchers are turned into. Any money transaction for the Troop, I handle it.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Lynn Gardner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Lynn Gardner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 101 W Waupaca St, New London, WI 54961RIA
BD
CRD#: 18387
New London, WI
Current
January 23, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 101 W Waupaca St, New London, WI 54961RIA
BD
CRD#: 18387
New London, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/24/2023)
RR
Florida(3/24/2023)
RR
Indiana(2/11/2025)
RR
Maryland(3/19/2024)
RR
Wisconsin(1/24/2023)
IAR
Wisconsin(1/24/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/23/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
