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Dennis M. O'brien

SPIRE SECURITIES
Mclean, VA 22102
Some features on this profile are disabled
CRD#: 7587259
DO

Professional summary

Dennis Michael O'brien, who also goes by Dennis Obrien, is a registered financial professional currently at SPIRE SECURITIES, LLC located in Mclean, Virginia.

Dennis is registered as a RR (Registered Representative) and started their career in finance in 2022. Dennis has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dennis Obrien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dennis Michael O'brien's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 12, 2024 - Present

SPIRE SECURITIES, LLC

Office #1: 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102
BD
CRD#: 144131
Mclean, VA
Past

November 1, 2023 - May 22, 2024

SIGNATURE ESTATE SECURITIES, LLC

BD
CRD#: 18923
Tysons, VA
Past

September 28, 2022 - November 6, 2023

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
DURHAM, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Virginia
(6/12/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/7/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/28/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/15/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SPIRE SECURITIES, LLC
SPIRE SECURITIES, LLC

CRD#: 144131 / SEC#: , 8-67635

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
7901 Jones Branch Dr. Suite 810, Mclean, VA 22102
Mailing Address
7901 Jones Branch Dr. Suite 800, Mclean, VA 22102
Phone number
(703) 657-6075
Established
Virginia since 04/02/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SPIRE INVESTMENT PTNERPARENT/HOLDING COMPANY
BLISK, DAVID LLOYDPRESIDENT
MALIK, FEISAL AHMED KHANCCO2115832
MILBURN, ROBERTFINOP2013040

Disclosures

Regulatory Event1
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPIRE SECURITIES, LLC

CRD#: 144131Mclean, VA 22102

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