Joseph D. Morris

THE MILLSTONE EVANS GROUP

BOULDER, CO 80301

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CRD#: 7587049

Professional summary

Joseph Douglas Morris, who also goes by Joe Morris, Joseph Morris, is a registered financial advisor currently at THE MILLSTONE EVANS GROUP, LLC located in Boulder, Colorado.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Joseph has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Morris | Joseph Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Douglas Morris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2025 - Present

THE MILLSTONE EVANS GROUP, LLC

Office #1: 4940 Pearl East Circle Suite 302, Boulder, CO 80301

RIA

CRD#: 311142

BOULDER, CO

Past

October 17, 2022 - April 17, 2024

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE MILLSTONE EVANS GROUP, LLC

CRD#: 311142 / SEC#: 801-119896

RIA

Registered Investment Advisory firm - (11/30/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/1/2025)

IAR

Texas
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/16/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/15/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/26/2022

Securities Industry Essentials Examination

Current Firm

THE MILLSTONE EVANS GROUP, LLC

CRD#: 311142 / SEC#: 801-119896

RIA

Registered Investment Advisory firm - (11/30/2020 Approved)

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Contact information

Main Address

4940 Pearl East Circle Suite 302, Boulder, CO 80301

Mailing Address

Phone number

(720) 728-2801

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE MILLSTONE EVANS GROUP FORM ADV PART 2A BROCHURE (4/21/2025)

THE MILLSTONE EVANS GROUP FORM ADV PART 2A WRAP PROGRAM BROCHURE (4/21/2025)

Regulatory assets under management

Total Number of Accounts	2,314
AUM (Assets Under Management)	$ 777,932,541

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph D. Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Douglas Morris's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE MILLSTONE EVANS GROUP, LLC

TRANSAMERICA CAPITAL, LLC

Primary Firm SEC Registration

THE MILLSTONE EVANS GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/2025

Series 63

Date: 11/16/2022

Series 7TO

Date: 10/15/2022

SIE

Date: 7/26/2022

Current Firm

THE MILLSTONE EVANS GROUP, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE MILLSTONE EVANS GROUP, LLC

TRUST BUT VERIFY

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