Sarah M. Anderson

SLO MONEY MANAGERS

ATASCADERO, CA 93422

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CRD#: 7586754

Professional summary

Sarah Marie Anderson is a registered financial advisor currently at SLO MONEY MANAGERS located in Atascadero, California.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sarah has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Money Managers, Inc.; Investment Related; Laguna Hills, CA; RIA; Office Manager; Start Date 02/2022; Approx. 80 hours/month all during trading hours (2) SLO Money Managers; Investment Related; Atascadero, CA; RIA; Office Manager/IAR; Start Date 07/2024; Approx. 80 hours/month all during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Marie Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2024 - Present

SLO MONEY MANAGERS

Office #1: 4555 El Camino Real Suite I, Atascadero, CA 93422

RIA

CRD#: 331617

ATASCADERO, CA

Past

September 26, 2022 - October 21, 2024

MONEY MANAGERS, INC.

RIA

CRD#: 151602

Atascadero, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLO MONEY MANAGERS

PAUL & CO. WEALTH MANAGEMENT, INC. | SLO MONEY MANAGERS

CRD#: 331617 / SEC#: 801-130860

RIA

Registered Investment Advisory firm - (8/6/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2022

Uniform Investment Adviser Law Examination

Current Firm

SLO MONEY MANAGERS

PAUL & CO. WEALTH MANAGEMENT, INC. | SLO MONEY MANAGERS

CRD#: 331617 / SEC#: 801-130860

RIA

Registered Investment Advisory firm - (8/6/2024 Approved)

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Contact information

Main Address

4555 El Camino Real Suite I, Atascadero, CA 93422

Mailing Address

Phone number

(805) 460-7232

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SLO MONEY MANAGERS ADV PART 2A (1/9/2025)

Regulatory assets under management

Total Number of Accounts	529
AUM (Assets Under Management)	$ 131,639,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sarah M. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Marie Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SLO MONEY MANAGERS

MONEY MANAGERS, INC.

Primary Firm SEC Registration

SLO MONEY MANAGERS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2022

Current Firm

SLO MONEY MANAGERS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SLO MONEY MANAGERS

TRUST BUT VERIFY

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