KL
Kentaro Lim
KPMG CORPORATE FINANCE LLC
Chicago, IL 60601-6436
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CRD#: 7586028
KL
Professional summary
Kentaro Lim is a registered financial professional currently at KPMG CORPORATE FINANCE LLC located in Chicago, Illinois.
Kentaro is registered as a RR (Registered Representative) and started their career in finance in 2024. Kentaro has worked at 1 firm and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kentaro Lim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2024 - Present
KPMG CORPORATE FINANCE LLC
Office #1: 200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436BD
CRD#: 103973
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/15/2024)
RR
Arkansas(7/15/2024)
RR
California(7/15/2024)
RR
Colorado(7/15/2024)
RR
Connecticut(7/15/2024)
RR
Delaware(7/15/2024)
RR
District of Columbia(7/15/2024)
RR
Florida(7/15/2024)
RR
Georgia(7/15/2024)
RR
Hawaii(9/9/2024)
RR
Illinois(7/15/2024)
RR
Indiana(7/15/2024)
RR
Iowa(7/15/2024)
RR
Kentucky(7/15/2024)
RR
Louisiana(7/15/2024)
RR
Maryland(7/15/2024)
RR
Massachusetts(7/15/2024)
RR
Michigan(7/15/2024)
RR
Minnesota(7/15/2024)
RR
Mississippi(7/15/2024)
RR
Missouri(7/15/2024)
RR
Nevada(7/15/2024)
RR
New Jersey(7/15/2024)
RR
New York(7/15/2024)
RR
North Carolina(7/15/2024)
RR
Ohio(7/16/2024)
RR
Oregon(7/15/2024)
RR
Pennsylvania(7/15/2024)
RR
Rhode Island(7/15/2024)
RR
Texas(7/15/2024)
RR
Vermont(7/15/2024)
RR
Virginia(7/15/2024)
RR
Washington(7/15/2024)
RR
West Virginia(7/15/2024)
RR
Wisconsin(7/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 8/7/2024
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 79TO
Date: 6/24/2024
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KC
KPMG CORPORATE FINANCE LLC
KPMC CORPORATE FINANCE LLC | KPMG CORPORATE FINANCE LLC
CRD#: 103973 / SEC#: , 8-52462
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Mailing Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Phone number
(312) 665-3100
Established
Delaware since 02/08/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
