Cara E. Sosebee

CHERRY CREEK FAMILY OFFICES

Denver, CO 80206

Some features on this profile are disabled

CRD#: 7585776

Professional summary

Cara Elise Sosebee, who also goes by Elise Sosebee, is a registered financial advisor currently at CHERRY CREEK FAMILY OFFICES located in Denver, Colorado.

Cara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Cara has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elise Sosebee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cara Elise Sosebee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2025 - Present

CHERRY CREEK FAMILY OFFICES

Office #1: 210 University Blvd Suite 650, Denver, CO 80206

RIA

CRD#: 156310

Denver, CO

Past

November 15, 2024 - August 8, 2025

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

RIA

CRD#: 311623

KANSAS CITY, MO

Past

January 1, 2023 - November 12, 2024

BROWNLIE & BRADEN ADVISORS, LLC

RIA

CRD#: 288879

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHERRY CREEK FAMILY OFFICES

CHERRY CREEK FAMILY OFFICES | TC CAPITAL MANAGEMENT, LLC | CHERRY CREEK FAMILY OFFICES, LLC

CRD#: 156310 / SEC#: 801-72210

RIA

Registered Investment Advisory firm - (5/4/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/2022

Uniform Investment Adviser Law Examination

Current Firm

CHERRY CREEK FAMILY OFFICES

CHERRY CREEK FAMILY OFFICES | TC CAPITAL MANAGEMENT, LLC | CHERRY CREEK FAMILY OFFICES, LLC

CRD#: 156310 / SEC#: 801-72210

RIA

Registered Investment Advisory firm - (5/4/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

210 University Blvd Suite 650, Denver, CO 80206

Mailing Address

Phone number

(303) 862-9550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/27/2025)

Regulatory assets under management

Total Number of Accounts	1,254
AUM (Assets Under Management)	$ 1,734,705,793

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/26/2024	Cover Page	Report
11/22/2023	Cover Page	Report
01/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Cara E. Sosebee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cara Elise Sosebee's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHERRY CREEK FAMILY OFFICES

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

BROWNLIE & BRADEN ADVISORS, LLC

Primary Firm SEC Registration

CHERRY CREEK FAMILY OFFICES

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/2022

Current Firm

CHERRY CREEK FAMILY OFFICES

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CHERRY CREEK FAMILY OFFICES

TRUST BUT VERIFY

Similar Advisors