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Daniel H. Evans
RIDGELINE WEALTH PLANNING LLC
Centerville, OH 45458
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CRD#: 7584869
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Professional summary
Daniel Hamilton Evans is a registered financial advisor currently at RIDGELINE WEALTH PLANNING LLC located in Centerville, Ohio.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Daniel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Hamilton Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 2022 - Present
RIDGELINE WEALTH PLANNING LLC
Office #1: 1700 Lyons Road, Suite B, Centerville, OH 45458RIA
CRD#: 307702
Centerville, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RIDGELINE WEALTH PLANNING LLC
RIDGELINE WEALTH PLANNING LLC | SIMONS WEALTH COUNSEL LLC
CRD#: 307702 / SEC#: 801-129850
RIA
Registered Investment Advisory firm - (4/8/2024 Approved)California
Registered Investment Advisory firm - (7/17/2024 Terminated)Florida
Registered Investment Advisory firm - (6/17/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/9/2024 Terminated)North Carolina
Registered Investment Advisory firm - (6/18/2024 Terminated)Ohio
Registered Investment Advisory firm - (6/18/2024 Terminated)Texas
Registered Investment Advisory firm - (6/17/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(6/23/2022)
IAR
Texas(6/24/2024)
Current Firm
RW
RIDGELINE WEALTH PLANNING LLC
RIDGELINE WEALTH PLANNING LLC | SIMONS WEALTH COUNSEL LLC
CRD#: 307702 / SEC#: 801-129850
RIA
Registered Investment Advisory firm - (4/8/2024 Approved)California
Registered Investment Advisory firm - (7/17/2024 Terminated)Florida
Registered Investment Advisory firm - (6/17/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/9/2024 Terminated)North Carolina
Registered Investment Advisory firm - (6/18/2024 Terminated)Ohio
Registered Investment Advisory firm - (6/18/2024 Terminated)Texas
Registered Investment Advisory firm - (6/17/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1700 Lyons Road, Suite B, Centerville, OH 45458
Mailing Address
Phone number
(937) 739-3744
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,249 |
| AUM (Assets Under Management) | $ 200,476,930 |
Red Flags
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Company Information
RIDGELINE WEALTH PLANNING LLC
CRD#: 307702Centerville, OH 45458TRUST BUT VERIFY
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