Joseph Rudy

ONYX WEALTH MANAGEMENT LLC | Financial Advisor

LAKEWOOD, NJ

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CRD#: 7584295

Professional summary

Joseph Rudy is a registered financial advisor currently at ONYX WEALTH MANAGEMENT LLC located in Lakewood, New Jersey.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Joseph has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

What are your service offerings?

Tax Planning Strategies

Retirement Planning Strategies

Investment Management

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Financial Analyst for Enchante Accessories. A wholesale marketing company. 20-30 hours per week. Not investment related. 2) Insurance Licensed - Under 5 hours per month. Licenses to sell Life Insurance and Fixed Annuities. Investment Related,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Rudy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2024 - Present

ONYX WEALTH MANAGEMENT LLC

RIA

CRD#: 331330

LAKEWOOD, NJ

Past

September 7, 2023 - April 8, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TOMS RIVER, NJ

Past

September 6, 2023 - April 8, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TOMS RIVER, NJ

Past

September 29, 2022 - August 30, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Red Bank, NJ

Past

August 25, 2022 - August 30, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Red Bank, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/29/2024)

IAR

New York
(3/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/23/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/25/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/26/2022

Securities Industry Essentials Examination

Current Firm

ONYX WEALTH MANAGEMENT LLC

CRD#: 331330 / SEC#:

New Jersey

Registered Investment Advisory firm - (8/29/2024 Approved)

New York

Registered Investment Advisory firm - (3/21/2025 Approved)

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Contact information

Main Address

Lakewood, NJ

Mailing Address

Phone number

(732) 267-1833

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 450,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Joseph Rudy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Rudy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONYX WEALTH MANAGEMENT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/23/2022

Series 7TO

Date: 8/25/2022

SIE

Date: 7/26/2022

Current Firm

ONYX WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ONYX WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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