KL
Kelly A. Landen
BOK FINANCIAL SECURITIES
Dallas, TX 75225
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CRD#: 7582872
KL
Professional summary
Kelly Ann Landen, who also goes by Kelly Landen, is a registered financial advisor currently at BOK FINANCIAL SECURITIES, INC. located in Dallas, Texas and BOK FINANCIAL PRIVATE WEALTH, INC. located in Dallas, Texas.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Kelly has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kelly Landen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Name: McCann Holdings LLC Location: 1120 S. 101st St. Omaha, NE 68124 Investment related (y/n): N Start date: May 2025 Position held: Secretary and Board Member Nature of outside business: real estate Hrs/mo: 1 Hrs/mo during securities trading: 0 Brief description of duties: record meeting minutes
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Ann Landen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2025 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 5956 Sherry Ln. 9th & 11th Fls., Dallas, TX 75225RIA
BD
CRD#: 17530
Dallas, TX
Current
May 28, 2025 - Present
BOK FINANCIAL PRIVATE WEALTH, INC.
Office #1: 5956 Sherry Lane 9th Floor, Dallas, TX 75225RIA
CRD#: 106733
DALLAS, TX
Current
May 20, 2025 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 5956 Sherry Ln. 9th & 11th Fls., Dallas, TX 75225RIA
BD
CRD#: 17530
Dallas, TX
Past
March 21, 2023 - May 2, 2025
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Dallas, TX
Past
March 1, 2023 - May 2, 2025
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BOK FINANCIAL PRIVATE WEALTH, INC.
BOK FINANCIAL PRIVATE WEALTH, INC. | THE MILESTONE GROUP, INC. | MILESTONE WEALTH MANAGEMENT | MILESTONE INVESTMENT MANAGEMENT AND RESEARCH | MILESTONE GROUP INC | MILESTONE CAPITAL PARTNERS | MILESTONE CAPITAL MANAGEMENT | MILESTONE ASSET MANAGEMENT | COBIZ WEALTH
CRD#: 106733 / SEC#: 801-51401
RIA
Registered Investment Advisory firm - (3/6/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(5/20/2025)
IAR
Texas(5/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/28/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BOK FINANCIAL PRIVATE WEALTH, INC.
BOK FINANCIAL PRIVATE WEALTH, INC. | THE MILESTONE GROUP, INC. | MILESTONE WEALTH MANAGEMENT | MILESTONE INVESTMENT MANAGEMENT AND RESEARCH | MILESTONE GROUP INC | MILESTONE CAPITAL PARTNERS | MILESTONE CAPITAL MANAGEMENT | MILESTONE ASSET MANAGEMENT | COBIZ WEALTH
CRD#: 106733 / SEC#: 801-51401
RIA
Registered Investment Advisory firm - (3/6/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1600 Broadway 4th Floor, Denver, CO 80202
Mailing Address
Phone number
(303) 539-0100
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,179 |
| AUM (Assets Under Management) | $ 3,185,223,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 12/18/2024 | ||
| 08/25/2023 | ||
| 09/26/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOK FINANCIAL PRIVATE WEALTH, INC.
CRD#: 106733Dallas, TX 75225TRUST BUT VERIFY
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