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EH

Esteban Handal

HANDAL DUNAWAY LLC
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 7582822
EH

Professional summary

Esteban Handal, who also goes by Jose Esteban Handal-rodriguez, Jose Handal-rodriguez, is a registered financial advisor currently at HANDAL DUNAWAY LLC located in New York, New York.

Esteban is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Esteban has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jose Esteban Handal-Rodriguez | Jose Handal-Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Washington Academy S.A. de C.V., a technical school with 16 different courses including Cooking Classes, barber classes, stylist classes, English Classes etc. based in Monterrey, Nuevo Leon Mexico. It was founded in October 2015 in San Pedro Sula, Honduras and then expanded into Monterrey, Mexico, where it is now based. I was the founder and CEO since 2015. It is located in Francisco I. Madero 244 Ote. I am still 50% owner of the company, but it is completely managed by my wife Helen Sofia Velasquez Dunaway who owns the other 50%, and she is the only active owner in the business. 3-4 hours/month devoted to this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Esteban Handal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 18, 2024 - Present

HANDAL DUNAWAY LLC

Office #1: 26 Broadway 3rd Floor, New York, NY 10004
RIA
CRD#: 333166
NEW YORK, NY
Past

July 24, 2023 - February 22, 2024

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(9/18/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/26/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/28/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/24/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/5/2023
Securities Industry Essentials Examination

Current Firm

HD
HANDAL DUNAWAY LLC
HANDAL DUNAWAY LLC

CRD#: 333166 / SEC#:

New York
Registered Investment Advisory firm - (9/18/2024 Approved)
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Contact information

Main Address
26 Broadway 3rd Floor, New York, NY 10004
Mailing Address
Phone number
(212) 470-0260
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HANDAL DUNAWAY LLC

CRD#: 333166New York, NY 10004

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