John L. Norman
Professional summary
John Lee Norman, who also goes by Jack Norman, is a registered financial professional currently at APEX CLEARING CORPORATION located in Austin, Texas and APEX FINTECH BROKERAGE SERVICES located in Austin, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 2023. John has worked at 2 firms and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Lee Norman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2023 - Present
APEX CLEARING CORPORATION
Office #1: 2010 E. 6th St., Austin, TX 78702May 30, 2025 - Present
APEX FINTECH BROKERAGE SERVICES
Office #1: 2010 E 6th St., Austin, TX 78702State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/22/2023
General Securities Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
APEX FINTECH BROKERAGE SERVICES
CRD#: 305818 / SEC#: , 8-70414
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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