CP
Cory Poncelet
FINANCIAL MANAGEMENT SERVICES,
Rochester, MN
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CRD#: 7581806
CP
Professional summary
Cory Poncelet is a registered financial advisor currently at FINANCIAL MANAGEMENT SERVICES, INC located in Rochester, Minnesota.
Cory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Cory has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cory Poncelet's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2022 - Present
FINANCIAL MANAGEMENT SERVICES, INC
RIA
CRD#: 115897
Rochester, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(7/11/2022)
IAR
Minnesota(9/27/2023)
Current Firm
FM
FINANCIAL MANAGEMENT SERVICES, INC
FINANCIAL MANAGEMENT SERVICES, INC
CRD#: 115897 / SEC#:
Kansas
Registered Investment Advisory firm - (4/25/2000 Approved)Minnesota
Registered Investment Advisory firm - (9/27/2023 Approved)Ohio
Registered Investment Advisory firm - (11/8/2019 Approved)Texas
Registered Investment Advisory firm - (2/6/2020 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11235 Mastin Street Suite 203, Overland Park, KS 66210
Mailing Address
Phone number
(913) 955-3355
Established
Firm type
Fiscal year end
# of Employees
6
Red Flags
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