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SV

Steven Vinezeano

KPMG CORPORATE FINANCE LLC
Austin, TX 78701
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CRD#: 7581474
SV

Professional summary


Steven Vinezeano is a registered financial professional currently at KPMG CORPORATE FINANCE LLC located in Austin, Texas.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2022. Steven has worked at 1 firm and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Steven Vinezeano's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 20, 2022 - Present

KPMG CORPORATE FINANCE LLC

Office #1: 111 Congress Avenue Suite 1900, Austin, TX 78701
BD
CRD#: 103973
Austin, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/21/2023)
RR
Arkansas
(3/21/2023)
RR
California
(3/21/2023)
RR
Colorado
(3/21/2023)
RR
Connecticut
(3/21/2023)
RR
Delaware
(3/21/2023)
RR
District of Columbia
(3/21/2023)
RR
Florida
(3/21/2023)
RR
Georgia
(3/21/2023)
RR
Illinois
(3/21/2023)
RR
Indiana
(3/21/2023)
RR
Iowa
(3/21/2023)
RR
Kentucky
(3/21/2023)
RR
Louisiana
(3/21/2023)
RR
Maryland
(3/21/2023)
RR
Massachusetts
(3/21/2023)
RR
Michigan
(3/21/2023)
RR
Minnesota
(3/21/2023)
RR
Mississippi
(3/21/2023)
RR
Missouri
(3/21/2023)
RR
Nevada
(3/21/2023)
RR
New Jersey
(3/21/2023)
RR
New Mexico
(3/21/2023)
RR
New York
(3/21/2023)
RR
North Carolina
(3/21/2023)
RR
North Dakota
(3/21/2023)
RR
Ohio
(3/21/2023)
RR
Oklahoma
(3/21/2023)
RR
Oregon
(3/21/2023)
RR
Pennsylvania
(3/21/2023)
RR
Rhode Island
(3/21/2023)
RR
Texas
(3/21/2023)
RR
Vermont
(3/21/2023)
RR
Virginia
(3/21/2023)
RR
Washington
(3/21/2023)
RR
West Virginia
(3/21/2023)
RR
Wisconsin
(3/21/2023)
RR
Wyoming
(3/21/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 3/17/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 2/24/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 12/20/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


KC
KPMG CORPORATE FINANCE LLC
KPMC CORPORATE FINANCE LLC | KPMG CORPORATE FINANCE LLC

CRD#: 103973 / SEC#: , 8-52462

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Mailing Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Phone number
(312) 665-3100
Established
Delaware since 02/08/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
KPMG LLPOWNER
BROKMEIER, REBECCA EWINGPRESIDENT4704333
IZAGUIRRE, ALFREDOCHIEF COMPLIANCE OFFICER2055065
OZTAN, EROL MURATFINOP, PRINCIPAL FINANCIAL OFFICER5493662

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KPMG CORPORATE FINANCE LLC

CRD#: 103973Austin, TX 78701

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