Taylor M. Peters

LAVISH FINANCIAL PLANNING

Morristown, NJ 07960

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CRD#: 7581371

Professional summary

Taylor Makenzie Peters, CFP® is a registered financial advisor currently at LAVISH FINANCIAL PLANNING located in Morristown, New Jersey and PROSPERITY ROAD, LLC located in Santa Ana, California.

Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Taylor has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor Makenzie Peters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

June 16, 2022 - Present

LAVISH FINANCIAL PLANNING

Office #1: 1 High Street Court, Morristown, NJ 07960

RIA

CRD#: 167592

Morristown, NJ

Current

November 20, 2023 - Present

PROSPERITY ROAD, LLC

Office #1: 12341 Newport Avenue Ste. A-100, Santa Ana, CA 92705

RIA

CRD#: 281894

SANTA ANA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSPERITY ROAD, LLC

CRD#: 281894 / SEC#: 801-118900

RIA

Registered Investment Advisory firm - (6/12/2020 Approved)

California

Registered Investment Advisory firm - (7/25/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/22/2025)

IAR

Florida
(10/10/2023)

IAR

Georgia
(11/20/2023)

IAR

Louisiana
(6/16/2022)

IAR

New Jersey
(7/5/2022)

IAR

New York
(6/16/2022)

IAR

Pennsylvania
(6/16/2022)

IAR

Texas
(2/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PROSPERITY ROAD, LLC

CRD#: 281894 / SEC#: 801-118900

RIA

Registered Investment Advisory firm - (6/12/2020 Approved)

California

Registered Investment Advisory firm - (7/25/2020 Terminated)

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Contact information

Main Address

12341 Newport Avenue Ste. A-100, Santa Ana, CA 92705

Mailing Address

Phone number

(714) 241-0212

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROSPERITY ROAD DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (3/10/2026)

Regulatory assets under management

Total Number of Accounts	181
AUM (Assets Under Management)	$ 172,311,682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Taylor M. Peters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor Makenzie Peters's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAVISH FINANCIAL PLANNING

PROSPERITY ROAD, LLC

Primary Firm SEC Registration

PROSPERITY ROAD, LLC

State Registrations and Notice Filings

Exams

Current Firm

PROSPERITY ROAD, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY ROAD, LLC

TRUST BUT VERIFY

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