Conor M. Lynch

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CRD#: 7580477

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Conor M. Lynch, who also goes by Conor Martin Lynch, was a registered financial professional .

Conor is a previously registered financial professional and started their career in finance in 2022. Conor had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Conor Martin Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-Capo restaurant & supper club - not investment related -443 w broadway, South Boston, MA 02127 -Food and drinks venue, includes entertainment ranging from comedy shows, singers, and performers. -Security -Security guard -04/16/2022 -28-36 per month -0 hours devoted during trading hours -Working security i am responsible for the safety of customers, monitoring peoples intoxication levels, maintaining a safe amount of occupants in accordance to massachusetts governemental guidelines, as well as exiting individuals that cause problems for the business.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 4, 2022 - October 11, 2023

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106629

BOSTON, MA

Past

August 8, 2022 - October 11, 2023

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

Boston, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PUTNAM INVESTMENT MANAGEMENT, LLC

CRD#: 106629 / SEC#: 801-7974

RIA

Registered Investment Advisory firm - (11/19/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/13/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/6/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/1/2021

Securities Industry Essentials Examination

Current Firm

PUTNAM INVESTMENT MANAGEMENT, LLC

CRD#: 106629 / SEC#: 801-7974

RIA

Registered Investment Advisory firm - (11/19/1971 Approved)

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Contact information

Main Address

100 Federal St, Boston, MA 02110

Mailing Address

Phone number

(617) 292-1000

Established

Firm type

Fiscal year end

# of Employees

197

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FTPPG COMBINED SMA BROCHURE DECEMBER 2024 (1/10/2025)

FTPPG COMBINED SMA BROCHURE SUPPLEMENT DECEMBER 2024 (1/10/2025)

PUTNAM INVESTMENT MANAGEMENT, LLC FORM ADV PART 2A DECEMBER 2024 (12/23/2024)

Regulatory assets under management

Total Number of Accounts	559
AUM (Assets Under Management)	$ 85,208,444,537

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Conor M. Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PUTNAM INVESTMENT MANAGEMENT, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

PUTNAM INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/13/2022

Series 7TO

Date: 8/6/2022

SIE

Date: 7/1/2021

Current Firm

PUTNAM INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PUTNAM INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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