MS
Maxwell X. Shen
STOUT CAPITAL
New York, NY 10036
CRD#: 7580176
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MS
Maxwell X ShenSTOUT CAPITAL
Professional summary
Maxwell X Shen is a registered financial professional currently at STOUT CAPITAL, LLC located in New York, New York.
Maxwell is registered as a RR (Registered Representative) and started their career in finance in 2026. Maxwell has worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Maxwell X Shen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2026 - Present
STOUT CAPITAL, LLC
Office #1: 120 West 45th Street Suite 2900, New York, NY 10036BD
CRD#: 127302
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 79TO
Date: 6/15/2026
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SC
STOUT CAPITAL, LLC
STOUT CAPITAL, LLC | STOUT RISIUS ROSS ADVISORS, LLC
CRD#: 127302 / SEC#: , 8-65979
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
150 West Second Street Suite 400, Royal Oak, MI 48067
Mailing Address
150 West Second Street Suite 400, Royal Oak, MI 48067
Phone number
(248) 208-8800
Established
Michigan since 05/15/2003
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (38 States and Territories)
Documents
Red Flags
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