Aric Luu
Professional summary
Aric Luu, who also goes by Aric Qui Di Luu, is a registered financial professional currently at PH PARTNERS, LLC located in Austin, Texas.
Aric is registered as a RR (Registered Representative) and started their career in finance in 2023. Aric has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aric Luu's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2024 - Present
PH PARTNERS, LLC
Office #1: 515 Congress Avenue Suite 1515, Austin, TX 78701August 21, 2023 - November 15, 2023
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/13/2024)
Exams
Series 79TO
Date: 8/21/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PH PARTNERS, LLC
CRD#: 130790 / SEC#: , 8-66396
Contact information
FINRA licenses (48 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERKINS, BENJAMIN WADE | CEO/CCO/MANAGING MEMBER | 3162623 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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