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Andrew J. Lloyd
THE LLOYD ADVISORY GROUP
Suwanee, GA 30024
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CRD#: 7579064
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Professional summary
Andrew Jacob Lloyd is a registered financial advisor currently at THE LLOYD ADVISORY GROUP located in Suwanee, Georgia.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Andrew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE LLOYD GROUP, INC. - INVESTMENT-RELATED - 3575 LAWRENCEVILLE SUWANEE ROAD, SUWANEE, GA 30024 - INSURANCE AGENCY - CLIENT DESIGN SPECIALIST - START DATE: 04/01/2019 - 80 HOURS/MONTH - 80 HOURS/MONTH DURING SECURITIES TRADING HOURS - DUTIES INVOLVE CASE DESIGN, CASE PREP AND CLIENT SERVICES TRIPLE L MARKETING - 3575 LAWRENCEVILLE SUWANEE ROAD, SUWANEE, GA 30024 - RECEIVE PAYMENT THROUGH THIS ENTITY FOR SERVICES PROVIDED TO THE LLOYD GROUP AND LLOYD ADVISORY SERVICES - START DATE: 04/01/2019
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Jacob Lloyd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 6, 2022 - Present
THE LLOYD ADVISORY GROUP
Office #1: 3575 Lawrenceville Suwanee Road, Suwanee, GA 30024RIA
CRD#: 150582
Suwanee, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
THE LLOYD ADVISORY GROUP
LLOYD ADVISORY SERVICES, LLC | THE LLOYD GROUP | THE LLOYD ADVISORY GROUP
CRD#: 150582 / SEC#: 801-117056
RIA
Registered Investment Advisory firm - (7/26/2019 Approved)Georgia
Registered Investment Advisory firm - (10/31/2019 Terminated)Louisiana
Registered Investment Advisory firm - (12/12/2017 Terminated)Texas
Registered Investment Advisory firm - (8/28/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(7/6/2022)
IAR
Louisiana(1/9/2023)
IAR
Texas(1/9/2023)
Current Firm
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THE LLOYD ADVISORY GROUP
LLOYD ADVISORY SERVICES, LLC | THE LLOYD GROUP | THE LLOYD ADVISORY GROUP
CRD#: 150582 / SEC#: 801-117056
RIA
Registered Investment Advisory firm - (7/26/2019 Approved)Georgia
Registered Investment Advisory firm - (10/31/2019 Terminated)Louisiana
Registered Investment Advisory firm - (12/12/2017 Terminated)Texas
Registered Investment Advisory firm - (8/28/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3575 Lawrenceville Suwanee Road, Suwanee, GA 30024
Mailing Address
Phone number
(770) 932-0387
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,660 |
| AUM (Assets Under Management) | $ 371,771,293 |
Red Flags
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