Michael D. Saler

HADDONFIELD FINANCIAL PLANNING LLC

Haddonfield, NJ 08033-2322

Some features on this profile are disabled

CRD#: 7579060

Professional summary

Michael David Saler, who also goes by Michael David Saler, is a registered financial advisor currently at HADDONFIELD FINANCIAL PLANNING LLC located in Haddonfield, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Michael has worked at 3 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael David Saler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Haddonfield Memorial High School; Assistant coach; Not Investment Related; 401 Kings Hwy E Haddonfield New Jersey 08033; Volunteer baseball coach; Started 2025-03-10; 7 Hours per month during trading hours; 21 Hours per month outside trading hours; No compensation expected.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Saler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2024 - Present

HADDONFIELD FINANCIAL PLANNING LLC

Office #1: 205 N Haddon Ave, Haddonfield, NJ 08033-2322

RIA

CRD#: 298177

Haddonfield, NJ

Past

February 18, 2023 - March 15, 2024

TRINITY WEALTH SECURITIES, L.L.C.

CRD#: 104348

Philadelphia, PA

Past

June 16, 2022 - March 15, 2024

FLORIDA FINANCIAL ADVISORS, LLC

RIA

CRD#: 288811

Philadelphia, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HADDONFIELD FINANCIAL PLANNING LLC

HADDONFIELD FINANCIAL PLANNING LLC | PUFF WEALTH MANAGEMENT LLC

CRD#: 298177 / SEC#: 801-131694

RIA

Registered Investment Advisory firm - (1/6/2025 Approved)

New Jersey

Registered Investment Advisory firm - (1/30/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/21/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/22/2024)

IAR

Pennsylvania
(3/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/4/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/7/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 2/18/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 3/28/2022

Securities Industry Essentials Examination

Current Firm

HADDONFIELD FINANCIAL PLANNING LLC

HADDONFIELD FINANCIAL PLANNING LLC | PUFF WEALTH MANAGEMENT LLC

CRD#: 298177 / SEC#: 801-131694

RIA

Registered Investment Advisory firm - (1/6/2025 Approved)

New Jersey

Registered Investment Advisory firm - (1/30/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/21/2025 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

205 N Haddon Ave, Haddonfield, NJ 08033-2322

Mailing Address

Phone number

(856) 795-0471

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/30/2025)

Regulatory assets under management

Total Number of Accounts	498
AUM (Assets Under Management)	$ 104,878,699

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Robert Boland

RBC CAPITAL MARKETS, LLC

IAR

Malvern, PA

Peter Gaertner

ROFFMAN MILLER ASSOCIATES INC

IAR

Philadelphia, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael D. Saler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Saler's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRINITY WEALTH SECURITIES, L.L.C.

FLORIDA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

HADDONFIELD FINANCIAL PLANNING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/4/2023

Series 65

Date: 6/7/2022

Series 6TO

Date: 2/18/2023

SIE

Date: 3/28/2022

Current Firm

HADDONFIELD FINANCIAL PLANNING LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HADDONFIELD FINANCIAL PLANNING LLC

TRUST BUT VERIFY

Similar Advisors