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DT

Dean C. Thompson

SC&H CAPITAL
COLUMBIA, MD 21044
Some features on this profile are disabled
CRD#: 7578814
DT

Professional summary

Dean Charles Thompson, who also goes by Dean Thompson, Dean Charles Thompson, is a registered financial professional currently at SC&H CAPITAL CORPORATION located in Columbia, Maryland.

Dean is registered as a RR (Registered Representative) and started their career in finance in 2023. Dean has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dean Thompson | Dean Charles Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dean Charles Thompson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2025 - Present

SC&H CAPITAL CORPORATION

Office #1: 11000 Broken Land Parkway, Columbia, MD 21044
BD
CRD#: 148291
COLUMBIA, MD
Past

July 24, 2023 - March 31, 2025

HARRIS WILLIAMS

BD
CRD#: 113930
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(5/7/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/10/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/24/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/10/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SC&H CAPITAL CORPORATION
DOING BUSINESS AS "SC&H CAPITAL" | STOUT CAUSEY CAPITAL CORPORATION | SC&H CAPITAL CORPORATION

CRD#: 148291 / SEC#: , 8-68003

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
11000 Broken Land Parkway, Columbia, MD 21044
Mailing Address
11000 Broken Land Parkway, Columbia, MD 21044
Phone number
(410) 988-1359
Established
Maryland since 10/25/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SC&H GROUP, INC.OWNER
HOPKINS, THOMAS JOHNFINOP/CFO1835087
ROBERSON, MATTHEW ROSSPRESIDENT/CEO/CHIEF COMPLIANCE OFFICER5590099

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SC&H CAPITAL CORPORATION

CRD#: 148291Columbia, MD 21044

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