Tammy M. Kaiser

NORTHPOINTE FINANCIAL ADVISORS LLC

Milton, MA

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CRD#: 7578307

Professional summary

Tammy M Kaiser, who also goes by Tammy M Durham, Tammy M Durham-kaiser, is a registered financial advisor currently at NORTHPOINTE FINANCIAL ADVISORS LLC located in Milton, Massachusetts.

Tammy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Tammy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tammy M Durham | Tammy M Durham-Kaiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tammy Kaiser is currently a Partner of Hometown Rental Solutions LLC. This activity does not take up any time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tammy M Kaiser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2023 - Present

NORTHPOINTE FINANCIAL ADVISORS LLC

RIA

CRD#: 326895

Milton, MA

Past

August 31, 2022 - July 10, 2023

LURIE DAVIS WEALTH MANAGEMENT LLC

RIA

CRD#: 142294

Plainfield, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/29/2024)

IAR

Massachusetts
(10/13/2023)

IAR

Texas
(1/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2022

Uniform Investment Adviser Law Examination

Current Firm

NORTHPOINTE FINANCIAL ADVISORS LLC

NORTHPOINTE FINANCIAL ADVISORS LIMITED LIABILITY COMPANY | NORTHPOINTE FINANCIAL ADVISORS LLC

CRD#: 326895 / SEC#:

Illinois

Registered Investment Advisory firm - (5/29/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (10/13/2023 Approved)

Texas

Registered Investment Advisory firm - (1/23/2024 Conditional Restricted)

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Contact information

Main Address

Milton, MA

Mailing Address

Phone number

(617) 291-4347

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tammy M. Kaiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tammy M Kaiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHPOINTE FINANCIAL ADVISORS LLC

LURIE DAVIS WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2022

Current Firm

NORTHPOINTE FINANCIAL ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

NORTHPOINTE FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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