Nathan D. Sutherland

NWF ADVISORY SERVICES

GREENWOOD VILLAGE, CO 80112

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CRD#: 7578119

Professional summary

Nathan Dirk Sutherland, who also goes by Dirk Sutherland, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Greenwood Village, Colorado and OSAIC WEALTH, INC. located in Greenwood Village, Colorado.

Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Nathan has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dirk Sutherland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. JEEP-DAD LLC POSITION: Self-Employed NATURE: Tax Preparation and Planning INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2022 ADDRESS: 15172 E 119th Ave, Commerce City CO 80603, United States DESCRIPTION: I prepare and submit tax returns. I assist with some basic accounting questions. I conduct quarterly and year end tax planning for the returns I prepare based on income estimates provided by taxpayer. I do not provide legal or financial advice in this capacity. I do not advertise and all of my clients sought my services based on our relationship developed while I was employed at a public accounting firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Dirk Sutherland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2025 - Present

NWF ADVISORY SERVICES INC

Office #1: 9250 E Costilla Ave. #603, Greenwood Village, CO 80112

RIA

CRD#: 110410

GREENWOOD VILLAGE, CO

Current

November 22, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 9250 E Costilla Ave Suite 603, Greenwood Village, CO 80112

RIA

CRD#: 23131

Greenwood Village, CO

Past

November 27, 2024 - July 2, 2025

THE AMERIFLEX GROUP

RIA

CRD#: 305585

Greenwood Village, CO

Past

May 29, 2024 - October 11, 2024

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

Centennial, CO

Past

September 20, 2022 - October 11, 2024

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

Centennial, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(11/22/2024)

IAR

Colorado
(5/19/2025)

Indiana
(11/22/2024)

Montana
(11/22/2024)

New Mexico
(11/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/28/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 9/20/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 9/2/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

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Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan D. Sutherland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Dirk Sutherland's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

THE AMERIFLEX GROUP

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/28/2024

Series 63

Date: 8/1/2022

Series 6TO

Date: 9/20/2022

SIE

Date: 9/2/2022

FINRA

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

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