Caleb J. Mazzei

TRINITY STRATEGIC WEALTH

TULSA, OK 74136

Some features on this profile are disabled

CRD#: 7577042

Professional summary

Caleb James Mazzei is a registered financial advisor currently at TRINITY STRATEGIC WEALTH located in Tulsa, Oklahoma and CABOT LODGE SECURITIES LLC located in Tulsa, Oklahoma.

Caleb is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Caleb has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1 Trinity Strategic Wealth, a DBA of Tulsa Wealth Advisors, investment related, 1375 E 71st St, Tulsa, OK, 74136-5035, financial planning, Financial Advisor, 10/2025, 160 hours per month, 130 hour per month during trading hours, manage client investment accounts, build comprehensive financial plans, administrative duties, money movement, opening accounts. (2) Tulsa Wealth Advisors, not investment related, 1375 E 71st St, Tulsa, OK, 74136, Payroll Entity, Employee/no duties; 8/2023, 0 hours per month, 0 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb James Mazzei's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2025 - Present

TRINITY STRATEGIC WEALTH

Office #1: 1375 E. 71st Street, Tulsa, OK 74136

RIA

CRD#: 337956

TULSA, OK

Current

October 2, 2025 - Present

CABOT LODGE SECURITIES LLC

Office #1: 1375 E. 71st Street, Tulsa, OK 74136

CRD#: 159712

Tulsa, OK

Past

January 9, 2024 - October 3, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Tulsa, OK

Past

November 14, 2023 - October 3, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

TULSA, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(10/2/2025)

Colorado
(10/2/2025)

Florida
(10/2/2025)

Kansas
(10/2/2025)

Oklahoma
(10/2/2025)

IAR

Oklahoma
(10/2/2025)

Oregon
(10/2/2025)

Tennessee
(10/2/2025)

Texas
(10/2/2025)

Virginia
(10/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/14/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/11/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

TRINITY STRATEGIC WEALTH

TRINITY STRATEGIC WEALTH | TULSA WEALTH ADVISORS, INC.

CRD#: 337956 / SEC#: 801-134209

RIA

Registered Investment Advisory firm - (8/27/2025 120-Day Approval)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1375 E. 71st Street, Tulsa, OK 74136

Mailing Address

Phone number

(918) 492-2150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRINITY STRATEGIC WEALTH FORM ADV PART 2A 7-2025 (10/22/2025)

TRINITY STRATEGIC WEALTH FORM ADV PART 2A APPENDIX 1 7-2025 (10/22/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Darin Kight

LPL FINANCIAL LLC

IAR

Tulsa, OK

Thomas Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

Tulsa, OK

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Caleb J. Mazzei

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb James Mazzei's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRINITY STRATEGIC WEALTH

CABOT LODGE SECURITIES LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2023

Series 7TO

Date: 11/14/2023

SIE

Date: 9/11/2023

FINRA

Current Firm

TRINITY STRATEGIC WEALTH

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

TRINITY STRATEGIC WEALTH

TRUST BUT VERIFY

Similar Advisors