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Michael T. Barone

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS
Chicago, IL 60606
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CRD#: 7575643
MB

Professional summary


Michael Thomas Barone, who also goes by Michael T Barone, is a registered financial professional currently at LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC located in Chicago, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2023. Michael has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael T Barone

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
No business name or specific title. Garnet Valley, PA. DJs at events when requested. Non-investment related, for profit. Ongoing relationship - occurs when opportunities are presented. Hours completed during nights/weekends. Creates music for others as a passion.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Thomas Barone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 4, 2024 - Present

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

Office #1: 333 West Wacker Drive Suite 2300, Chicago, IL 60606
BD
CRD#: 157625
Chicago, IL
Past

March 1, 2023 - May 9, 2024

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

RIA
CRD#: 105390
PHILADELPHIA, PA
Past

January 13, 2023 - May 9, 2024

DELAWARE DISTRIBUTORS, L.P.

BD
CRD#: 14232
PHILADELPHIA, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/4/2024)
RR
Alaska
(6/4/2024)
RR
Arizona
(6/4/2024)
RR
Arkansas
(6/4/2024)
RR
California
(6/4/2024)
RR
Colorado
(6/4/2024)
RR
Connecticut
(6/4/2024)
RR
Delaware
(6/4/2024)
RR
District of Columbia
(6/4/2024)
RR
Florida
(6/4/2024)
RR
Georgia
(6/4/2024)
RR
Hawaii
(6/4/2024)
RR
Idaho
(6/4/2024)
RR
Illinois
(6/4/2024)
RR
Indiana
(6/4/2024)
RR
Iowa
(6/4/2024)
RR
Kansas
(6/4/2024)
RR
Kentucky
(6/4/2024)
RR
Louisiana
(6/4/2024)
RR
Maine
(6/4/2024)
RR
Maryland
(6/4/2024)
RR
Massachusetts
(6/4/2024)
RR
Michigan
(6/4/2024)
RR
Minnesota
(6/4/2024)
RR
Mississippi
(6/4/2024)
RR
Missouri
(6/4/2024)
RR
Montana
(6/4/2024)
RR
Nebraska
(6/4/2024)
RR
Nevada
(6/4/2024)
RR
New Hampshire
(6/4/2024)
RR
New Jersey
(6/4/2024)
RR
New Mexico
(6/4/2024)
RR
New York
(6/4/2024)
RR
North Carolina
(6/4/2024)
RR
North Dakota
(6/4/2024)
RR
Ohio
(6/4/2024)
RR
Oklahoma
(6/4/2024)
RR
Oregon
(6/4/2024)
RR
Pennsylvania
(6/4/2024)
RR
Rhode Island
(6/4/2024)
RR
South Carolina
(6/4/2024)
RR
South Dakota
(6/4/2024)
RR
Tennessee
(6/4/2024)
RR
Texas
(6/4/2024)
RR
Utah
(6/4/2024)
RR
Vermont
(6/4/2024)
RR
Virginia
(6/4/2024)
RR
Washington
(6/4/2024)
RR
West Virginia
(6/4/2024)
RR
Wisconsin
(6/4/2024)
RR
Wyoming
(6/4/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/28/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/13/2023
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


LI
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

CRD#: 157625 / SEC#: , 8-68856

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Mailing Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Phone number
(312) 897-4000
Established
Delaware since 03/10/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LASALLE INVESTMENT MANAGEMENT INC.MEMBER109307
DORFMAN, ESTEE CARLAFINOP, PRINCIPAL FINANCIAL OFFICER2696529
FIGUS, ANDREW NMNPRINCIPAL OPERATIONS OFFICER6055035
FREEMAN, ROBIN DAWNCHIEF COMPLIANCE OFFICER2611849
MEYER, KRISTINA LYNNEPRESIDENT AND GENERAL SECURITIES PRINCIPAL6653787

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

CRD#: 157625Chicago, IL 60606

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