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JM

Juan Moreno Rovira

NEW YORK, NY 10005
CRD#: 7574111
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JM
Juan Moreno Rovira

Professional summary


Juan Moreno Rovira, who also goes by Juan Moreno Rovira, Juan Morenorovira, was a registered financial professional .

Juan is registered as a RR (Registered Representative) and started their career in finance in 2023. Juan had worked at 4 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Juan Moreno Rovira | Juan Morenorovira

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 8, 2026 - Present

Office #1: 40 Wall Street, Suite 2839, New York, NY 10005
NEW YORK, NY
Past

August 20, 2025 - February 27, 2026

BRITEHORN SECURITIES

BD
CRD#: 36402
DENVER, CO
Past

November 5, 2024 - August 7, 2025

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

August 18, 2023 - April 2, 2024

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/24/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 6/8/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/18/2023
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/13/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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