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MD

Michael A. Derosa

HARTWELL & COMPANY
ST JOSEPH, MI 49085
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CRD#: 7573327
MD
Michael Angelo Derosa JrHARTWELL & COMPANY

Professional summary


Michael Angelo Derosa Jr, who also goes by Michael A Derosa, is a registered financial advisor currently at HARTWELL & COMPANY located in St Joseph, Michigan and LPL FINANCIAL LLC located in St Joseph, Michigan.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Michael has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

Aliases


Michael A Derosa

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Angelo Derosa Jr's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 5, 2024 - Present

HARTWELL & COMPANY

Office #1: 800 Port St Suite D, St Joseph, MI 49085
RIA
CRD#: 322723
ST JOSEPH, MI
Current

July 1, 2026 - Present

LPL FINANCIAL LLC

Office #1: 800 Port St, Ste D, St Joseph, MI 49085
RIA
BD
CRD#: 6413
ST JOSEPH, MI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(8/5/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/29/2022
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/1/2026
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


H&
HARTWELL & COMPANY
HARTWELL & COMPANY | HARTWELL WEALTH MANAGEMENT LLC

CRD#: 322723 / SEC#:

Colorado
Registered Investment Advisory firm - (1/31/2024 Approved)
Michigan
Registered Investment Advisory firm - (10/6/2022 Approved)
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Contact information


Main Address
800 Port St Suite D, St Joseph, MI 49085
Mailing Address
Phone number
(269) 983-2212
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts296
AUM (Assets Under Management)$ 53,961,867

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HARTWELL & COMPANY

CRD#: 322723St Joseph, MI 49085

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