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MD

Michael A. Derosa

HARTWELL & COMPANY
St Joseph, MI 49085
Some features on this profile are disabled
CRD#: 7573327
MD

Professional summary

Michael Angelo Derosa Jr, who also goes by Michael A Derosa, is a registered financial advisor currently at HARTWELL & COMPANY located in St Joseph, Michigan.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michael has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael A Derosa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Angelo Derosa Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 5, 2024 - Present

HARTWELL & COMPANY

Office #1: 800 Port St Suite D, St Joseph, MI 49085
RIA
CRD#: 322723
St Joseph, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(8/5/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/29/2022
Uniform Investment Adviser Law Examination

Current Firm

H&
HARTWELL & COMPANY
HARTWELL & COMPANY | HARTWELL WEALTH MANAGEMENT LLC

CRD#: 322723 / SEC#:

Colorado
Registered Investment Advisory firm - (1/31/2024 Approved)
Michigan
Registered Investment Advisory firm - (10/6/2022 Approved)
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Contact information

Main Address
800 Port St Suite D, St Joseph, MI 49085
Mailing Address
Phone number
(269) 983-2212
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts296
AUM (Assets Under Management)$ 53,961,867

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARTWELL & COMPANY

CRD#: 322723St Joseph, MI 49085

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