DR
Daniel J. Rauso
FORESIDE FUND SERVICES
Miami, FL 33131
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CRD#: 7573114
DR
Professional summary
Daniel Joseph Rauso is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Miami, Florida.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2022. Daniel has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Rauso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 5, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 201 South Biscayne Boulevard Suite 2850, Miami, FL 33131BD
CRD#: 46106
Miami, FL
Past
January 9, 2023 - June 13, 2023
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
RIA
CRD#: 109355
Pittsburgh, PA
Past
January 9, 2023 - June 13, 2023
FEDERATED SECURITIES CORP.
RIA
CRD#: 5009
PITTSBURGH, PA
Past
January 9, 2023 - June 13, 2023
FEDERATED INVESTMENT COUNSELING
RIA
CRD#: 105325
PITTSBURGH, PA
Past
January 9, 2023 - June 13, 2023
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 106277
Pittsburgh, PA
Past
September 23, 2022 - June 13, 2023
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/7/2025)
RR
Alaska(10/7/2025)
RR
Arizona(10/7/2025)
RR
Arkansas(10/7/2025)
RR
California(1/2/2025)
RR
Colorado(10/7/2025)
RR
Connecticut(10/7/2025)
RR
Delaware(10/7/2025)
RR
District of Columbia(10/7/2025)
RR
Florida(7/5/2023)
RR
Georgia(10/7/2025)
RR
Hawaii(10/7/2025)
RR
Idaho(10/7/2025)
RR
Illinois(10/7/2025)
RR
Indiana(10/7/2025)
RR
Iowa(10/7/2025)
RR
Kansas(10/7/2025)
RR
Kentucky(10/7/2025)
RR
Louisiana(10/7/2025)
RR
Maine(10/7/2025)
RR
Maryland(10/7/2025)
RR
Massachusetts(10/7/2025)
RR
Michigan(10/7/2025)
RR
Minnesota(10/7/2025)
RR
Mississippi(10/7/2025)
RR
Missouri(10/7/2025)
RR
Montana(10/7/2025)
RR
Nebraska(10/7/2025)
RR
Nevada(10/7/2025)
RR
New Hampshire(10/7/2025)
RR
New Jersey(10/7/2025)
RR
New Mexico(10/7/2025)
RR
New York(10/7/2025)
RR
North Carolina(10/7/2025)
RR
North Dakota(10/7/2025)
RR
Ohio(10/7/2025)
RR
Oklahoma(10/7/2025)
RR
Oregon(10/7/2025)
RR
Pennsylvania(10/7/2025)
RR
Puerto Rico(5/22/2025)
RR
Rhode Island(10/7/2025)
RR
South Carolina(10/7/2025)
RR
South Dakota(10/7/2025)
RR
Tennessee(10/7/2025)
RR
Texas(10/7/2025)
RR
Utah(10/7/2025)
RR
Vermont(10/7/2025)
RR
Virgin Islands(10/7/2025)
RR
Virginia(10/7/2025)
RR
Washington(10/7/2025)
RR
West Virginia(10/7/2025)
RR
Wisconsin(10/7/2025)
RR
Wyoming(10/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/23/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Miami, FL 33131TRUST BUT VERIFY
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