GN
Garrett A. Newberry
49 FINANCIAL
Richardson, TX 75080
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CRD#: 7573049
GN
Professional summary
Garrett Andrew Newberry is a registered financial advisor currently at 49 FINANCIAL located in Richardson, Texas.
Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Garrett has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Financial Independence Group; investment related; 3400 N Central Expy, Unit 110 Richardson TX 75080 United States; Fixed Insurance Agent; Start date: 2022-08-15; 80 Hours per month during trading hours; 10 Hours per month outside trading hours. 2) 25 Giving; Not Investment related; 3711 S Mopac Expy, Ste. 150 Austin TX 78746; Refer nonprofits to 25 Giving so they can help develop charitable plans for donors of nonprofits; Contractor; Start date: 2025-02-20; 2 Hours per month/ 1 during trading hours. 3) Master Networks; Not investment related; 5055 President George Bush Tpke Garland, TX 75040 United States; Nature: networking club; Start Date: 2/25/2025; 6 hours during trading hours per month; Duties: Attend networking events, recruit others to join the chapter; assist new members in onboarding to the website.
CRS (Client Relationship Summary) - RIA
Click below to view Garrett Andrew Newberry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 6, 2023 - Present
49 FINANCIAL
Office #1: 3400 N Central Expy Suite 110-210, Richardson, TX 75080RIA
CRD#: 319484
Richardson, TX
Past
August 1, 2024 - December 17, 2024
OAKWOOD CAPITAL SECURITIES, INC.
BD
CRD#: 21000
Dallas, TX
Past
June 20, 2022 - January 11, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/20/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3711 S Mopac Expy Suite 150, Austin, TX 78746
Mailing Address
Phone number
(214) 563-1190
Established
Firm type
Fiscal year end
# of Employees
167
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,989 |
| AUM (Assets Under Management) | $ 871,379,407 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 |
Red Flags
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Company Information
49 FINANCIAL
CRD#: 319484Richardson, TX 75080TRUST BUT VERIFY
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