Sean F. Curran

USA 401K

SPRINGFIELD, MA 01103

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CRD#: 7572426

Professional summary

Sean Francis Curran, who also goes by Sean F Curran, is a registered financial advisor currently at USA 401K located in Springfield, Massachusetts.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sean has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean F Curran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SPRINGFIELD CITY COUNCIL 36 COURT ST SPRINGFIELD MA CATEGORY: PUBLIC OFFICE SERVICE INVESTMENT RELATED: NO TITLE: SPRINGFIELD CITY COUNCILOR DUTIES: REPRESENT THE CITY OF SPRINGFIELD IN A CIVIC CAPACITY START DATE: 01/2020 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 0 2)LAW OFFICE OF SEAN CURRAN SPRINGFIELD MA CATEGORY: ATTORNEY INVESTMENT RELATED: NO TITLE: ATTORNEY DUTIES: PERFORM REAL ESTATE CLOSINGS AND REPRESENT INDIVIDUALS WITH MISDEMEANOR MOTOR VEHICLE OFFENSES START DATE: 11/2022 HOURS PER WEEK: 10 HOURS PER WEEK DURING TRADING HOURS: 10 3) HAPPY VALLEY REALTY GROUP, LLC 2 BUCHANAN CIRCLE SOUTHAMPTON MA CATEGORY: REAL ESTATE INVESTMENT RELATED: NO TITLE: AGENT DESCRIPTION OF THE BUSINESS: HAPPY VALLEY REALTY GROUP, LLC REPRESENTS BUYERS AND SELLERS OF RESIDENTIAL REAL ESTATE. RESPONSIBILITIES DUTIES: I WILL REPRESENT BUYERS AND SELLERS OF RESIDENTIAL REAL ESTATE. START DATE: 2024-12-03 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Francis Curran's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2024 - Present

USA 401K

Office #1: One Financial Plaza 1350 Main Street, Springfield, MA 01103

RIA

CRD#: 331130

SPRINGFIELD, MA

Past

September 12, 2022 - December 31, 2023

OSAIC FS, INC.

RIA

CRD#: 3870

Springfield, MA

Past

August 13, 2022 - December 31, 2023

OSAIC FS, INC.

CRD#: 3870

Springfield, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/1/2024)

IAR

Massachusetts
(7/21/2024)

IAR

Rhode Island
(9/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/23/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 8/13/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 5/26/2020

Securities Industry Essentials Examination

Current Firm

USA 401K

USA 401K | USA 401K, LLC

CRD#: 331130 / SEC#:

Connecticut

Registered Investment Advisory firm - (11/1/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (7/21/2024 Approved)

Rhode Island

Registered Investment Advisory firm - (9/27/2024 Approved)

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Contact information

Main Address

One Financial Plaza 1350 Main Street, Springfield, MA 01103

Mailing Address

Phone number

(413) 636-1614

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sean F. Curran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Francis Curran's CRS (Customer Relationship Summary).

Certified licenses

Experience

USA 401K

OSAIC FS, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/23/2022

Series 63

Date: 1/25/2021

Series 6TO

Date: 8/13/2022

SIE

Date: 5/26/2020

Current Firm

USA 401K

Contact information

Documents

Red Flags

Company Information

USA 401K

TRUST BUT VERIFY

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