Sean Francis Curran
Professional Summary
Sean Francis Curran, who also goes by Sean F Curran, is a registered financial advisor currently at USA 401K located in Springfield, Massachusetts. Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sean has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sean F Curran
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
USA 401K | USA 401K, LLC
Contact Information
Main Address
One Financial Plaza 1350 Main Street, Springfield, MA 01103Phone Number
(413) 636-1614# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
12AUM (Assets Under Management)
$8,135Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/1/2024)
(7/21/2024)
(9/30/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2022About the Series 6TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Sean Francis Curran's CRS (Customer Relationship Summary).
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