Adam M. Taha
Professional summary
Adam Mohamad Jamal Taha is a registered financial professional currently at EDGEPOINT CAPITAL ADVISORS LLC located in Beachwood, Ohio.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2022. Adam has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Mohamad Jamal Taha's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2025 - Present
EDGEPOINT CAPITAL ADVISORS LLC
Office #1: 2000 Auburn Drive, Suite 330, Beachwood, OH 44122June 13, 2022 - September 14, 2023
LEERINK PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/18/2025)
(2/3/2025)
(2/3/2025)
(2/3/2025)
(2/3/2025)
(1/31/2025)
Exams
Series 79TO
Date: 6/11/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
EDGEPOINT CAPITAL ADVISORS LLC
CRD#: 143695 / SEC#: , 8-67594
Contact information
FINRA licenses (22 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EP HOLDCO CORP | SHAREHOLDER OF CLASS A SHARES OF EDGEPOINT CAPITAL ADVISORS LLC | |
| KEEFE, MATTHEW FRANCIS | SHAREHOLDER OF CLASS B SHARES OF EDGEPOINT CAPITAL ADVISORS LLC | 5064000 |
| STAFFORD, THOMAS GORDON JR | SHAREHOLDER OF CLASS B SHARES OF EDGEPOINT CAPITAL ADVISORS LLC | 4506126 |
| HERUBIN, JOHN FELIX | MANAGING DIRECTOR/CCO | 4343060 |
| ZUCKER, THOMAS CHARLES | PRESIDENT, FINOP |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
