TH
Tyler S. Haupt
TRADEZERO AMERICA
Brooklyn, NY 11232
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CRD#: 7572152
TH
Professional summary
Tyler Stuart Haupt is a registered financial professional currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York.
Tyler is registered as a RR (Registered Representative) and started their career in finance in 2023. Tyler has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tyler Stuart Haupt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2023 - Present
TRADEZERO AMERICA, INC.
Office #1: 67 35th Street Suite B450, Brooklyn, NY 11232BD
CRD#: 282940
Brooklyn, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 5/31/2023
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRADEZERO AMERICA, INC.
DIVY EQUITIES, INC. | TRADEZERO AMERICA, INC.
CRD#: 282940 / SEC#: , 8-69736
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information
Main Address
67 35th Street Suite B450, Brooklyn, NY 11232
Mailing Address
67 35th Street Suite B450, Brooklyn, NY 11232
Phone number
(718) 709-4925
Established
Delaware since 09/02/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEZERO USA INC | SHAREHOLDER | |
| CALLEJAS, KHRIS | PRINCIPAL FINANCIAL OFFICER | 6062989 |
| CALLEJAS, KHRIS | FINOP | 6062989 |
| CURET, JEFFREY HOWARD | REGISTERED OPTION PRINCIPAL / CHIEF OPERATIONS OFFICER | 4711190 |
| HAUPT, MICHAEL S | CEO | 2865821 |
| NACCARELLI, ANTONY CARMINE | CHIEF COMPLIANCE OFFICER | 1412706 |
| ORTEGON, MARY ANNETTE | MARKETING REGISTERED OPTIONS PRINCIPAL | 1297351 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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