William A. Hanks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Adam Hanks was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2022. William had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2022 - April 18, 2023
ENTRUST INVESTMENT MANAGEMENT LLC
October 4, 2022 - April 18, 2023
GRAHAM, BORDELON, GOLSON & GILBERT, INC.
June 27, 2022 - April 18, 2023
TRIAD ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/27/2022
General Securities Representative ExaminationCurrent Firm
ENTRUST INVESTMENT MANAGEMENT LLC
CRD#: 111283 / SEC#: 801-56888
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 12,703,993 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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