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AW

Ann M. Warner

SENTINEL ASSET MANAGEMENT
Westport, CT 06880
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CRD#: 7570069
AW

Professional summary


Ann Marie Warner, who also goes by Ann Marie Christian, is a registered financial advisor currently at SENTINEL ASSET MANAGEMENT, LLC located in Westport, Connecticut.

Ann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Ann has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ann Marie Christian

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Ann Marie Warner's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 7, 2022 - Present

SENTINEL ASSET MANAGEMENT, LLC

Office #1: 136 Main St. Suite 201 Brooks Corner, Westport, CT 06880Office #2: 1062 Barnes Road Suite 202, Wallingford, CT 06492
RIA
CRD#: 302082
Westport, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(9/7/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/7/2022
Uniform Investment Adviser Law Examination

Current Firm


SA
SENTINEL ASSET MANAGEMENT, LLC
SENTINEL ASSET MANAGEMENT, LLC

CRD#: 302082 / SEC#:

Connecticut
Registered Investment Advisory firm - (6/18/2019 Approved)
Maryland
Registered Investment Advisory firm - (5/15/2024 Approved)
Texas
Registered Investment Advisory firm - (9/24/2025 Conditional Restricted)
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Contact information


Main Address
1062 Barnes Road Suite 202, Wallingford, CT 06492
Mailing Address
Phone number
(203) 793-0707
Established
Firm type
Fiscal year end
# of Employees
12

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts446
AUM (Assets Under Management)$ 36,743,934

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SENTINEL ASSET MANAGEMENT, LLC

CRD#: 302082Westport, CT 06880

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