Sebastien J. Lafon
Professional summary
Sebastien Jean Lafon, who also goes by Sebastien Jean Yves Sebastien, is a registered financial professional currently at CORPORATE FINANCE SECURITIES, INC. located in Aliso Viejo, California.
Sebastien is registered as a RR (Registered Representative) and started their career in finance in 2022. Sebastien has worked at 1 firm and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sebastien Jean Lafon's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2022 - Present
CORPORATE FINANCE SECURITIES, INC.
Office #1: 120 Vantis Drive Suite 300, Aliso Viejo, CA 92656State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2022)
(6/21/2022)
(10/17/2025)
(9/4/2024)
(10/17/2025)
Exams
Series 82TO
Date: 3/29/2024
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 6/15/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CORPORATE FINANCE SECURITIES, INC.
CRD#: 143453 / SEC#: , 8-67566
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ACADEMY ASSOCIATES LLC | SHAREHOLDER | |
| CENTAURUS PARTNERS, LLC | SHAREHOLDER | |
| CORPORATE FINANCE ASSOCIATES MINNESOTA, INC. | SHAREHOLDER | |
| CORPORATE FINANCE ASSOCIATES NEW ENGLAND, LLC | SHAREHOLDER | |
| CORPORATE FINANCE ASSOCIATES, INC. A TEXAS CORPORATION | SHAREHOLDER | |
| CORPORATE FINANCE ASSOCIATES, LLC | SHAREHOLDER | |
| HEYDENRYCH FAMILY TRUST | SHAREHOLDER | |
| POWELL, PATRICK SCOTT | SHAREHOLDER | 5778669 |
| AARKENSTONE QUEST, LLC | SHAREHOLDER | |
| HEYDENRYCH, HELENA JOANNA | PRINCIPAL OPERATIONS OFFICER, TRUSTEE | 5305105 |
| HEYDENRYCH, PETER MICHAEL | PRINCIPAL OPERATIONS OFFICER,FINANCIAL AND OPERATIONS PRINCIPAL, TRUSTEE | 5304971 |
| SINYARD, DAVID BLAIR | CCO, AMLCO | 5122340 |
| ST. GERMAIN, ROBERT PAUL | CEO, CHAIRMAN | 5384187 |
Red Flags
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