Sarah E. Boothe

STEWARD

Bryan, TX

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CRD#: 7569480

Professional summary

Sarah Elizabeth Boothe, who also goes by Sarah Boothe, Sarahbeth Boothe, is a registered financial advisor currently at STEWARD INC. located in Bryan, Texas.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Sarah has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sarah Boothe | Sarahbeth Boothe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Elizabeth Boothe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2025 - Present

STEWARD INC.

RIA

CRD#: 314340

Bryan, TX

Past

January 10, 2025 - May 12, 2025

THE SUM

RIA

CRD#: 297658

THE WOODLANDS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/11/2025)

IAR

District of Columbia
(8/12/2025)

IAR

Maryland
(7/11/2025)

IAR

Massachusetts
(7/21/2025)

IAR

New York
(7/11/2025)

IAR

Texas
(6/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/10/2025

Uniform Investment Adviser Law Examination

Current Firm

STEWARD INC.

STEWARD INC. | STEWARD WEALTH MANAGEMENT

CRD#: 314340 / SEC#: 801-122505

RIA

Registered Investment Advisory firm - (2/11/2025 Terminated)

California

Registered Investment Advisory firm - (1/8/2025 Approved)

District of Columbia

Registered Investment Advisory firm - (9/20/2024 Approved)

Maryland

Registered Investment Advisory firm - (4/11/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (1/31/2025 Approved)

New York

Registered Investment Advisory firm - (10/25/2024 Approved)

Texas

Registered Investment Advisory firm - (7/10/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

14 Ridge Square Nw Suite 300, Washington, DC 20016

Mailing Address

Phone number

(917) 547-3227

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	254
AUM (Assets Under Management)	$ 61,337,166

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sarah E. Boothe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Elizabeth Boothe's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEWARD INC.

THE SUM

State Registrations and Notice Filings

Exams

Series 65

Date: 1/10/2025

Current Firm

STEWARD INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STEWARD INC.

TRUST BUT VERIFY

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