Zakery E. Prosmushkin
Professional summary
Zakery Evan Prosmushkin is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Nashville, Tennessee and SANFORD C. BERNSTEIN & CO., LLC located in Nashville, Tennessee.
Zakery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Zakery has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Zakery Evan Prosmushkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2024 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 501 Commerce Street, Nashville, TN 37203August 15, 2024 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 501 Commerce Street 24th Floor, Nashville, TN 37203October 24, 2023 - July 15, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 2023 - July 15, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2024)
(8/15/2024)
Exams
Series 7TO
Date: 9/21/2023
General Securities Representative ExaminationFINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
