Jesus A. Rodriguez
Professional summary
Jesus Alberto Rodriguez, who also goes by Jesus A Rodriguez, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in Irvine, California and CNR SECURITIES, LLC located in Irvine, California.
Jesus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Jesus has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jesus Alberto Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2023 - Present
CITY NATIONAL ROCHDALE
Office #1: 18111 Von Karman Ave. 4th Fl, Irvine, CA, 92612July 27, 2022 - Present
CNR SECURITIES, LLC
Office #1: 18111 Von Karman Avenue 4th Floor, Irvine, CA 92612Primary Firm SEC Registration
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/28/2022)
(1/18/2023)
Exams
Series 7TO
Date: 7/27/2022
General Securities Representative ExaminationFINRA
Current Firm
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
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