Matthew T. Clarke
Professional summary
Matthew Thomas Clarke, who also goes by Matt Clarke, Matthew Clarke, is a registered financial professional currently at MERCER ALLIED COMPANY, L.P. located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2023. Matthew has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Thomas Clarke's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2026 - Present
MERCER ALLIED COMPANY, L.P.
Office #1: 200 West Street, New York, NY 10282-2198December 26, 2024 - June 1, 2026
HSBC SECURITIES (USA) INC.
January 11, 2023 - November 14, 2024
MERCER ALLIED COMPANY, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 1/10/2023
General Securities Representative ExaminationFINRA
Current Firm
MERCER ALLIED COMPANY, L.P.
CRD#: 37404 / SEC#: , 8-47739
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOLDMAN SACHS WEALTH SERVICES, L.P. | SOLE LIMITED PARTNER | 106693 |
| GS AYCO HOLDING LLC | GENERAL PARTNER | |
| HALL, LARIK MARSHALL | PRESIDENT | 2634322 |
| KINOWSKI, KYLE T | VICE PRESIDENT | 4277862 |
| LUKS, SHELLEY M | VP & CHIEF FINANCIAL OFFICER | 6004389 |
| NASS, JEREMY PAUL | VP & CHIEF OPERATIONS OFFICER | 4244509 |
| SPENCER, STEVEN | VP & CHIEF COMPLIANCE OFFICER | 4866529 |
| VOLSKY, MELISSA C | VICE PRESIDENT | 4648752 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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