AK
Austin C. Kennedy
MFG INVESTMENTS
Medford, NJ 08055
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CRD#: 7568650
AK
Professional summary
Austin Carlson Kennedy is a registered financial advisor currently at MFG INVESTMENTS, LLC located in Medford, New Jersey and OSAIC WEALTH, INC. located in Medford, New Jersey.
Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Austin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1 )INSURANCE - POSITION: Insurance NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 02/01/2023 ADDRESS: 150 Himmelein Road, Medford, NJ 08055 DESCRIPTION: Insurance (2) MFG INVESTMENTS, LLC -ADDRESS:150 Himmelein Road, Medford NJ 08055; POSITION: Investment Advisor Representative; NATURE: Independent Registered Investment Advisory firm ; INVESTMENT RELATED: Yes ; NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/2022 ADDRESS: 150 Himmelein Road, Medford NJ 08055 DESCRIPTION: Independent RIA (3) OSAIC WEALTH, INC.; Investment Related; ADDRESS: 21 Village Green#104, Ocean View, DE 19970; Broker/Dealer Firm; Registered Representative; START DATE: 06/2024; NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120; DESCRIPTION: Trading for Clients.
CRS (Client Relationship Summary) - RIA
Click below to view Austin Carlson Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2022 - Present
MFG INVESTMENTS, LLC
Office #1: 150 Himmelein Road Ste 9, Medford, NJ 08055Office #2: 21 Village Green Dr., Suite 104, Ocean View, DE 19970RIA
CRD#: 125122
Medford, NJ
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 150 Himmelein Road Suite 9, Medford, NJ 08055Office #2: 21 Village Green Dr Store 104, Ocean View, DE 19970RIA
BD
CRD#: 23131
MEDFORD, NJ
Past
September 8, 2022 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MEDFORD, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MFG INVESTMENTS, LLC
MFG INVESTMENTS, LLC
CRD#: 125122 / SEC#: 801-132877
RIA
Registered Investment Advisory firm - (5/29/2025 Approved)California
Registered Investment Advisory firm - (6/29/2025 Terminated)Delaware
Registered Investment Advisory firm - (6/10/2025 Terminated)Florida
Registered Investment Advisory firm - (5/30/2025 Terminated)Maryland
Registered Investment Advisory firm - (6/12/2025 Terminated)New Jersey
Registered Investment Advisory firm - (6/3/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/2/2025 Terminated)South Carolina
Registered Investment Advisory firm - (5/30/2025 Terminated)Texas
Registered Investment Advisory firm - (5/30/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/14/2024)
RR
Delaware(7/19/2024)
RR
Florida(6/14/2024)
IAR
New Jersey(11/17/2022)
RR
New Jersey(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Oklahoma(6/14/2024)
RR
Pennsylvania(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MFG INVESTMENTS, LLC
MFG INVESTMENTS, LLC
CRD#: 125122 / SEC#: 801-132877
RIA
Registered Investment Advisory firm - (5/29/2025 Approved)California
Registered Investment Advisory firm - (6/29/2025 Terminated)Delaware
Registered Investment Advisory firm - (6/10/2025 Terminated)Florida
Registered Investment Advisory firm - (5/30/2025 Terminated)Maryland
Registered Investment Advisory firm - (6/12/2025 Terminated)New Jersey
Registered Investment Advisory firm - (6/3/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/2/2025 Terminated)South Carolina
Registered Investment Advisory firm - (5/30/2025 Terminated)Texas
Registered Investment Advisory firm - (5/30/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
150 Himmelein Road Ste 9, Medford, NJ 08055
Mailing Address
Phone number
(609) 714-0546
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 480 |
| AUM (Assets Under Management) | $ 121,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MFG INVESTMENTS, LLC
CRD#: 125122Medford, NJ 08055TRUST BUT VERIFY
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