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Payton Dax Rupp

RFS PARTNERS
DENVER, CO
·CRD# 7567421·3 years experience

Professional Summary

Payton Dax Rupp, who also goes by Payton Dax Rupp, Payton Rupp, is a registered financial advisor currently at RFS PARTNERS located in Denver, Colorado. Payton is registered as a RR (Registered Representative) and started their career in finance in 2024. Payton has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Payton Dax Rupp, Payton Rupp

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

RFS PARTNERS·CRD# 18119
BD
1401 Lawrence Street Suite 1550, Denver, CO 80202-1805
June 11, 2024 - Present

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Current Firm

RP
RFS PARTNERS

RFS PARTNERS

CRD#: 18119 / SEC#: 8-36128
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1401 Lawrence Street Suite 1550, Denver, CO 80202-1805

Mailing Address

1401 Lawrences Street Suite 2550, Denver, CO 80202-1805

Phone Number

(415) 378-5100

Established

California since 07/31/1985

Firm Type

Partnership

Fiscal Year End

June

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
RICHARD F. SHELTON, INC.GENERAL PARTNERS—
ROGERS, STEPHEN CRAIGCEO, PRESIDENT2329685
CLARK, DENNIS PATRICKMEMBER1410280
DELLA FLORA, CARRIE WORCESTERCHIEF COMPLIANCE OFFICER4225260
MARTIN, BARRINGER HAROLDMEMBER4038450

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(11/25/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2025About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2024About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Payton Dax Rupp's CRS (Customer Relationship Summary).

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