Howard Edrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Edrich was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1970. Howard had worked at 16 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 1989 - November 26, 1990
BARRON CHASE SECURITIES, INC.
June 29, 1988 - February 4, 1989
WAKEFIELD FINANCIAL CORPORATION
December 5, 1986 - May 8, 1987
VICEROY INTERNATIONAL SECURITIES CORP.
September 9, 1986 - November 25, 1986
VANDERBILT SECURITIES, INC.
June 11, 1986 - November 25, 1986
VANDERBILT SECURITIES, INC.
October 16, 1985 - June 9, 1986
DENTON & COMPANY, INCORPORATED
April 30, 1985 - January 12, 1990
FITZGERALD, DEARMAN & ROBERTS, INC.
April 26, 1985 - November 7, 1985
WEAVER JOHNSON & COMPANY,INC.
June 4, 1984 - February 20, 1985
VANDERBILT SECURITIES, INC.
January 17, 1984 - May 9, 1984
CITIWIDE SECURITIES CORP.
October 19, 1982 - May 9, 1984
SUTTON PLACE SECURITIES, INC.
March 28, 1979 - October 1, 1982
CROWN FINANCIAL GROUP, INC.
March 27, 1975 - June 30, 1975
NEUBERGER SECURITIES
February 24, 1975 - July 11, 1980
MONARCH FUNDING CORP.
January 23, 1974 - February 14, 1975
EXECUTIVE SECURITIES CORP.
October 3, 1972 - December 31, 1973
HOWARD LAWRENCE & CO., INC.
February 17, 1972 - November 15, 1973
RICHARD FRANKLIN, INC.
October 20, 1970 - April 15, 1972
JNT INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/15/1970
Registered Representative ExaminationCurrent Firm
BARRON CHASE SECURITIES, INC.
CRD#: 18969 / SEC#: , 8-37107
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONTINENTAL FINANCIAL | OWNER | |
| AIELLO, PHILIP JOHN JR | V.P. | 2214889 |
| ANDOLPHO, PETER DONALD JR | V.P. | 2034938 |
| BLUNDELL, ROGER JAMES | V.P. | 2228388 |
| COLLURA, ANTHONY BURKE | V.P. | 1212502 |
| CRISTIANO, GENNARO JERRY | V.P. | |
| FEINMEL, HOWARD | CHEIF COMPLIANCE OFFICER CCO | 1330613 |
| GALLEGOS, CRAIG STEVEN | V.P. | 2026646 |
| GRIMM, KENTON EDWARD | V.P. | 1474702 |
| HAFEZI, KIOUMARS | V.P | 1725946 |
| HERMAN, BRIAN MARCUS | V.P. | 1927274 |
| KIRK, ROBERT THOMAS | CEO | 1204425 |
| KLEIN, JAY ALAN | CFO / FINOP | 3233468 |
| LIMA, MARIE SANTA | V.P. | 2727745 |
| LOCKHART, ROGER DEAN | V.P. | 1581173 |
| MACKLE, DANIEL JOSEPH SR | V.P. | 2239531 |
| MEDRANO, PAUL DEAN | V.P. | 1550449 |
| NOLE, JOHN ANTHONY | V.P. | 1609191 |
| OHALLORAN, DANIEL PATRICK | V.P. | 1391521 |
| OREILLY, RICHARD DONLON | V.P. | 845839 |
| ORLANDO, JOHN ANTHONY | V.P | 2002197 |
| PARSI, JOEY AMIR | V.P. | 1933342 |
| PETRUSHA, MICHAEL EDWARD | V.P. | 1690224 |
Disclosures
| Regulatory Event | 13 |
| Civil Event | 2 |
| Arbitration | 29 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
