Jason A. Marsh

COGNITION FINANCIAL LLC | Associate Financial Advisor

Dublin, OH

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CRD#: 7566155

Professional summary

Jason A Marsh is a registered financial advisor currently at COGNITION FINANCIAL LLC located in Dublin, Ohio.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jason has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

What are your service offerings?

Retirement Planning Strategies

Executive Compensation and Ben...

Investment Management

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason A Marsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2024 - Present

COGNITION FINANCIAL LLC

RIA

CRD#: 330292

Dublin, OH

Past

February 2, 2023 - February 28, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

New Albany, OH

Past

October 31, 2022 - February 28, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

New Albany, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/15/2024)

IAR

South Carolina
(11/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/1/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/31/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/20/2022

Securities Industry Essentials Examination

Current Firm

COGNITION FINANCIAL LLC

CRD#: 330292 / SEC#:

Ohio

Registered Investment Advisory firm - (3/14/2024 Approved)

South Carolina

Registered Investment Advisory firm - (11/18/2024 Approved)

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Contact information

Main Address

Dublin, OH

Mailing Address

Phone number

(614) 300-7336

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 5,308,542

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Jason A. Marsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason A Marsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

COGNITION FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/1/2023

Series 7TO

Date: 10/31/2022

SIE

Date: 7/20/2022

Current Firm

COGNITION FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COGNITION FINANCIAL LLC

TRUST BUT VERIFY

Contact information

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