Everett C. Lewis

WAINWRIGHT INVESTMENT COUNSEL LLC

BOSTON, MA 02108

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CRD#: 7565486

Professional summary

Everett Clinton Lewis IV, who also goes by Everett Clinton Lewis, is a registered financial advisor currently at WAINWRIGHT INVESTMENT COUNSEL LLC located in Boston, Massachusetts and WFS, LLC located in Boston, Massachusetts.

Everett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Everett has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Everett Clinton Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. LEWIS IS EMPLOYED BY WAINWRIGHT INVESTMENT COUNSEL, LLC ("WAINWRIGHT"), AN SEC REGISTERED INVESTMENT ADVISOR, AND CURRENTLY HOLDS THE POSITION OF ANALYST. HE IS REGISTERED WITH WFS, LLC WHOSE BUSINESS IS CURRENTLY LIMITED TO ENGAGING IN THE FACILITATION OF PRIVATE PLACEMENT TRANSACTIONS. WFS, LLC IS A WHOLLY OWNED SUBSIDIARY OF WAINWRIGHT ALSO LOCATED AT ONE BOSTON PLACE, BOSTON, MA 02108. THE MAJORITY OF HIS WORKING HOURS ARE SPENT ON WAINWRIGHT BUSINESS. MR. LEWIS PERIODICALLY ENGAGES IN OUTSIDE BUSINESS ACTIVITIES CONSISTING OF PERIODICALLY FILLING IN FOR SHIFTS (E.G., HOSTING, BARTENDING, WAITING ON TABLES) AT A RESTAURANT AND BAR IN RHODE ISLAND. ALL SERVICES PROVIDED SHALL BE PERFORMED ON WEEKENDS AND OUTSIDE OF MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Everett Clinton Lewis IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2023 - Present

WAINWRIGHT INVESTMENT COUNSEL LLC

Office #1: One Boston Place 29th Floor, Boston, MA 02108

RIA

CRD#: 108711

BOSTON, MA

Current

July 25, 2023 - Present

WFS, LLC

Office #1: One Boston Place, Boston, MA 02108

CRD#: 116778

BOSTON, MA

Past

September 9, 2022 - July 3, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PROVIDENCE, RI

Past

July 31, 2022 - July 3, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PROVIDENCE, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAINWRIGHT INVESTMENT COUNSEL LLC

CRD#: 108711 / SEC#: 801-56485

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(7/25/2023)

IAR

Massachusetts
(8/1/2023)

Rhode Island
(7/25/2023)

IAR

Rhode Island
(7/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/30/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/24/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

WAINWRIGHT INVESTMENT COUNSEL LLC

CRD#: 108711 / SEC#: 801-56485

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

One Boston Place 29th Floor, Boston, MA 02108

Mailing Address

Phone number

(617) 531-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAINWRIGHT INVESTMENT COUNSEL, LLC FORM ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 5,548,153,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Everett C. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Everett Clinton Lewis IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

WFS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WAINWRIGHT INVESTMENT COUNSEL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2022

Series 7TO

Date: 7/30/2022

SIE

Date: 6/24/2022

FINRA

Current Firm

WAINWRIGHT INVESTMENT COUNSEL LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WAINWRIGHT INVESTMENT COUNSEL LLC

TRUST BUT VERIFY

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